Kenneth Vercammen is a Middlesex County trial attorney who has published 130 articles in national and New Jersey publications on Criminal Law and litigation topics. Appointments can be scheduled at 732-572-0500. He is author of the ABA's book "Criminal Law Forms".
2053 Woodbridge Avenue - Edison, NJ 08817
http://www.njlaws.com/

Thursday, September 30, 2021

Fashion Center Paramus Shoplifting

  Shoplifting Defenses

The state must prove the Defendant had the knowing intent to commit a criminal act in a shoplifting case.

Sometimes the defendant was not aware that there was a criminal act being committed because of mental issues.

NJSA 2C: 4-2. Evidence of mental disease or defect admissible when relevant to element of the offense.

Evidence that the defendant suffered from a mental disease or defect is admissible whenever it is relevant to prove that the defendant did not have a state of mind, which is an element of the offense. In the absence of such evidence, it may be presumed that the defendant had no mental disease or defect, which would negate a state of mind, which is an element of the offense.

Criminal Indictable and Disorderly Offense Penalties

Disorderly person criminal offenses- ex Simple Assault, shoplifting & cases in Municipal Court

Jail 2C: 43- 8 jail 6 month maximum

probation 1-2 year

community service 180 days maximum

mandatory costs, VCCB and other penalties

Disorderly- fines: 2C: 43- 3 $1,000 Fine maximum

There are many other penalties that the court must impose in criminal cases. There are dozens of other penalties a court can impose, depending on the type of matter.

Indictable Criminal Penalties [Felony type] [ Superior Court]

Jail potential Fine max Probation

1st degree 10- 20 years $200,000 [presumption of jail]

2nd degree 5-10 years $150,000 [presumption of jail]

3rd degree 3- 5 years $15,000 1 year- 5 year

4th degree 0- 18 months $10,000 1 year- 5 year

The NJ Model Jury charges set forth the elements of SHOPLIFTING [CONCEALMENT]

(N.J.S.A. 2C: 20-11b(2))

The statute provides in pertinent part that it is a crime for:

any person purposely to conceal upon his person or otherwise any merchandise offered for sale by any store or other retail mercantile establishment with the intention of depriving the merchant of the processes, use or benefit of such merchandise or converting the same to the use of such person without paying to the merchant the value thereof.

In order for the finder of fact to find the defendant guilty of shoplifting, the State must prove each of the following elements beyond a reasonable doubt:

1. that defendant purposely concealed upon his person or otherwise any merchandise offered for sale by (name of commercial establishment);

2. that (name of commercial establishment) was a store or other retail mercantile establishment; and

3. that defendant did so with the purpose of depriving the merchant of the processes, use, or benefit of such merchandise [OR of converting such merchandise to his/her use] without paying the merchant the value thereof.

The first element that the State must prove beyond a reasonable doubt is that defendant purposely concealed upon his person or otherwise any merchandise offered for sale by any store or other retail establishment. The term conceal means to conceal merchandise so that, although there may be some notice of its presence, it is not visible through ordinary observation.1 The term merchandise means any goods, chattels, foodstuffs or wares of any type and description, regardless of the value thereof.2

A person acts purposely with respect to the nature of his or her conduct or a result of his conduct if it is the persons conscious object to engage in conduct of that nature or to cause such a result. That is, a person acts purposely if he or she means to act in a certain way or to cause a certain result. A person acts purposely with respect to attendant circumstances if the person is aware of the existence of such circumstances or believes or hopes that they exist.3

1 N.J.S.A. 2C:20-11a(6).

2 N.J.S.A. 2C:20-11a(3).

3 N.J.S.A. 2C:2-2(b)(1).

Purpose is a state of mind. A state of mind is rarely susceptible of direct proof, but must ordinarily be inferred from the facts. Therefore, it is not necessary that the State produce witnesses to testify that an accused said he/she had a certain state of mind when he/she engaged in a particular act. It is within the fact finders power to find that such proof has been furnished beyond a reasonable doubt by inference, which may arise from the nature of his/her acts and his/her conduct, and from all he/she said and did at the particular time and place, and from all of the surrounding circumstances.

The third element that the State must prove beyond a reasonable doubt is that defendant acted with the purpose of depriving the merchant of the processes, use or benefit of such merchandise [OR converting such merchandise to his/her use] without paying the merchant the value of the merchandise.

WHEN OFFENSE CHARGED REQUIRES A PURPOSEFUL OR KNOWING STATE OF MIND, CONTINUE CHARGE AS FOLLOWS:

Although the statute refers to mistake of fact or law as a defense, caselaw makes it clear that it is not genuinely a defense at all: instead, it is an attack on the prosecutions ability to prove the requisite mental state for at least one objective element of the crime. State v. Sexton, 160 N.J. 93, 99-100 (1999). Since it is obviously impossible for any single charge to explain precisely how the offered defense plays into the element[s] of every possible offense that mistake of fact or law could apply to (Sexton, 160 N.J. at 106), and at best can offer a more general charge on the subject of mistake of fact or law (State v. Pena, 178 N.J. 297, 319 (2004)), this model charge is organized by reference to the state of mind under N.J.S.A. 2C:2-2b contained in the offense charged by the State, and then by the degree to which the mistake of fact or law exonerates or mitigates the defendants guilt. As always, the trial court must tailor the precise type of mistake that defendant relies on to the facts of the particular crime or offense charged and the facts adduced at trial. State v. Concepcion, 111 N.J. 373, 379-380 (1988).

2 Since even an unreasonable mistake can negate the required state of mind for the charged offense, the statutory requirement that the defendant reasonably arrived at the conclusion underlying the mistake was eliminated and, therefore, is not referred to in this model charge. Sexton, 160 N.J. at 105; Pena, 178 N.J. at 306.

3 Sexton, 160 N.J. at 100; Pena, 178 N.J. at 306.

STATE OF MIND

Purpose/knowledge/intent/recklessness/negligence is/are condition(s) of the mind, which cannot be seen and can only be determined by inferences from conduct, words or acts.

A state of mind is rarely susceptible of direct proof, but must ordinarily be inferred from the facts. It is the fact finders job to find that such proof has been furnished beyond a reasonable doubt by inference, which may arise from the nature of his/her acts and his/her conduct, and from all he/she said and did at the particular time and place, and from all of the surrounding circumstances.

PRESUMPTION OF INNOCENCE

This defendant(s), as are all defendants in criminal cases, is presumed to be innocent until proven guilty beyond a reasonable doubt.

REASONABLE DOUBT

The prosecution must prove its case by more than a mere preponderance of the evidence, yet not necessarily to an absolute certainty.

The State has the burden of proving the defendant guilty beyond a reasonable doubt.

A reasonable doubt is an honest and reasonable uncertainty in your minds about the guilt of the defendant after you have given full and impartial consideration to all of the evidence. A reasonable doubt may arise from the evidence itself or from a lack of evidence. It is a doubt that a reasonable person hearing the same evidence would have.

Proof beyond a reasonable doubt is proof, for example, that leaves you firmly convinced of the defendants guilt. In this world, we know very few things with absolute certainty. In criminal cases the law does not require proof that overcomes every possible doubt.

2C:20-11 b.Shoplifting. Shoplifting shall consist of any one or more of the following acts:

(1) For any person purposely to take possession of, carry away, transfer or cause to be carried away or transferred, any merchandise displayed, held, stored or offered for sale by any store or other retail mercantile establishment with the intention of depriving the merchant of the possession, use or benefit of such merchandise or converting the same to the use of such person without paying to the merchant the full retail value thereof.

(2) For any person purposely to conceal upon his person or otherwise any merchandise offered for sale by any store or other retail mercantile establishment with the intention of depriving the merchant of the processes, use or benefit of such merchandise or converting the same to the use of such person without paying to the merchant the value thereof.

(3) For any person purposely to alter, transfer or remove any label, price tag or marking indicia of value or any other markings which aid in determining value affixed to any merchandise displayed, held, stored or offered for sale by any store or other retail mercantile establishment and to attempt to purchase such merchandise personally or in consort with another at less than the full retail value with the intention of depriving the merchant of all or some part of the value thereof.

(4) For any person purposely to transfer any merchandise displayed, held, stored or offered for sale by any store or other retail merchandise establishment from the container in or on which the same shall be displayed to any other container with intent to deprive the merchant of all or some part of the retail value thereof.

(5 )For any person purposely to under-ring with the intention of depriving the merchant of the full retail value thereof.

(6 )For any person purposely to remove a shopping cart from the premises of a store or other retail mercantile establishment without the consent of the merchant given at the time of such removal with the intention of permanently depriving the merchant of the possession, use or benefit of such cart.

c.Gradation.

Shoplifting constitutes a crime of the second degree under subsection b. of this section if the full retail value of the merchandise is $75,000 or more, or the offense is committed in furtherance of or in conjunction with an organized retail theft enterprise and the full retail value of the merchandise is $1,000 or more.

(2) Shoplifting constitutes a crime of the third degree under subsection b. of this section if the full retail value of the merchandise exceeds $500 but is less than $75,000, or the offense is committed in furtherance of or in conjunction with an organized retail theft enterprise and the full retail value of the merchandise is less than $1,000.

(3) Shoplifting constitutes a crime of the fourth degree under subsection b. of this section if the full retail value of the merchandise is at least $200 but does not exceed $500.

(4) Shoplifting is a disorderly persons offense under subsection b. of this section if the full retail value of the merchandise is less than $200.

The value of the merchandise involved in a violation of this section may be aggregated in determining the grade of the offense where the acts or conduct constituting a violation were committed pursuant to one scheme or course of conduct, whether from the same person or several persons, or were committed in furtherance of or in conjunction with an organized retail theft enterprise.

Additionally, notwithstanding the term of imprisonment provided in N.J.S.2C:43-6 or 2C:43-8, any person convicted of a shoplifting offense shall be sentenced to perform community service as follows: for a first offense, at least ten days of community service; for a second offense, at least 15 days of community service; and for a third or subsequent offense, a maximum of 25 days of community service and any person convicted of a third or subsequent shoplifting offense shall serve a minimum term of imprisonment of not less than 90 days.

d. Presumptions. Any person purposely concealing uppercased merchandise of any store or other retail mercantile establishment, either on the premises or outside the premises of such store or other retail mercantile establishment, shall be prima facie presumed to have so concealed such merchandise with the intention of depriving the merchant of the possession, use or benefit of such merchandise without paying the full retail value thereof, and the finding of such merchandise concealed upon the person or among the belongings of such person shall be prima facie evidence of purposeful concealment; and if such person conceals, or causes to be concealed, such merchandise upon the person or among the belongings of another, the finding of the same shall also be prima facie evidence of willful concealment on the part of the person so concealing such merchandise.

Copyright 2016 Vercammen Law

More info at http://www.njlaws.com/shoplifting.html

Tuesday, September 28, 2021

S.T.T. v. M.T.M

 S.T.T. v. M.T.M.

       Defendant appealed the FRO entered against him. The married parties had two children and plaintiff alleged defendant committed predicate acts of harassment and assault and committed prior acts of domestic violence. Plaintiff contended defendant pushed and shoved her numerous times during an altercation. Defendant asserted they had a verbal argument and plaintiff pushed and scratched him. 

       Officer testified that following plaintiff's report concerning the alleged incident, officer did not observe any signs of physical violence for either party. Trial court found plaintiff was the more credible witness and defendant lacked credibility based on his demeanor and was argumentative. 

       Trial court also based its determination of defendant's credibility on his actions and claim of a medical emergency at a prior hearing. 

Court found trial court erred in its credibility determinations because it relied on information and events outside the trial record. 

 

Trial court focused on defendant's purported medical emergency at the previous proceedings, there was no testimony or evidence concerning the emergency during the FRO trial but trial court relied on the claimed emergency to support its credibility findings.

Source April 19, 2021

S.T.T., Plaintiff-Respondent, 

v. M.T.M., 

Defendant-Appellant. ________________________ 

RECORD IMPOUNDED 

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION 

This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3. 

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION
DOCKET NO. A-0730-19 

Submitted March 24, 2021 – Decided April 19, 2021 

Before Judges Vernoia and Enright. 

On appeal from the Superior Court of New Jersey, Chancery Division, Family Part, Burlington County, Docket No. FV-03-0203-20. 

Mario J. Persiano, attorney for appellant. 

Respondent has not filed a brief. PER CURIAM 

Defendant M.T.M. appeals from a final restraining order (FRO) entered against him and in favor of his wife, plaintiff S.T.T., pursuant to the Prevention 

of Domestic Violence Act, N.J.S.A. 2C:25-17 to -35.He argues there is insufficient evidence supporting the court's findings he committed the predicate act of harassment and an FRO is necessary to protect plaintiff from future acts of domestic violence. See Silver v. Silver, 387 N.J. Super. 112, 125-27 (App. Div. 2006). He also claims the court erred by making credibility determinations based on facts outside the trial record. Having reviewed the record in light of the applicable legal principles, we vacate the FRO and remand for a new trial before a different judge. 

Plaintiff and defendant are married and share two children, ages eleven and nine. Plaintiff filed a complaint seeking a domestic violence restraining order against defendant. The complaint alleged that on July 29, 2019, defendant committed the predicate acts of harassment, N.J.S.A. 2C:33-4(b), and assault, N.J.S.A. 2C:12-1(a)(1), and that defendant also committed prior acts of 

page2image3759908224page2image3759910048

1

We use initials to protect the privacy of the victim. See R. 1:38-3(d)(10). Defendant's original notice of appeal listed an amended September 17, 2019 FRO as the order from which he appealed. He later filed an amended notice of appeal listing the original September 10, 2019 FRO. 

2

A-0730-19

domestic violence.The court entered a temporary restraining order (TRO) against defendant.

Immediately prior to the start of trial on plaintiff's request for an FRO, the court addressed an incident that occurred at a prior court proceeding. The court noted that during the prior proceeding, "[t]here were discussions about [a] potential adjournment of the proceeding." The court explained that during a "break" in the proceeding, "defendant left due to a medical emergency and the matter was" rescheduled. 

The court stated it wanted an "explanation as to what happened to [defendant] medically that necessitated that he leave the courtroom or leave the courthouse last time" the parties were in court. Defendant's counsel explained defendant suffered from a condition that had been recently diagnosed and 

2

In its opinion, the court refers to an amended TRO. The record on appeal does not include any TRO issued in response to plaintiff's complaint. See R. 2:6- 1(a)(1)(I). 

page3image3763031200

The record provided on appeal does not include plaintiff's July 30, 2019 complaint. See R. 2:6-1(a)(1)(I) (providing the appendix on appeal shall contain "such . . . parts of the record . . . as are essential to the proper consideration of the issues"). We are able to discern, however, the allegations in the complaint from the court's discussion of plaintiff's allegations in its bench opinion at the conclusion of the trial on plaintiff's request for the FRO. 

3

A-0730-19

defendant "had an episode just outside the courtroom" during the break in the prior proceeding. 

Counsel explained defendant brought "medical records [showing] what actually took place." The court asked if defendant had "some sort of admission record or something that reflects that there was medical treatment received by [him] the last time" he appeared. Defendant's counsel provided the court with records, which the court found showed defendant was transported by an ambulance and was referred to a hospital for treatment on the day the parties last appeared in court. 

The court then began the trial, hearing testimony on plaintiff's request for an FRO. To address the issues presented on appeal, it is necessary to provide only a brief summary of the trial testimony. 

Plaintiff testified about the alleged July 29, 2019 predicate acts of assault and harassment; she said defendant pushed and shoved her numerous times during an altercation at their home. She also described a series of alleged prior acts of domestic violence she claimed defendant committed during prior altercations. 

Defendant's testimony about the parties' prior altercations differed greatly from plaintiff's versions of what occurred. Defendant testified he had a "verbal 

4

A-0730-19

argument" with plaintiff on July 29, 2019, and she pushed and scratched him. He denied pushing or shoving her. Defendant also provided his versions of the prior altercations plaintiff described during her testimony, and he denied the acts of domestic violence plaintiff attributed to him. 

A police officer testified concerning what he observed after arriving at the parties' home on July 29, 2019, following plaintiff's report concerning the alleged incident that evening. The officer did not observe "any signs of physical violence for either party." 

Defendant's brother also testified. He described the parties' relationship, explained they "argue . . . like any wife and husband," and denied ever seeing defendant act in a violent manner toward plaintiff. 

Following presentation of the evidence, the court issued a decision from the bench. The court noted the parties' conflicting versions of the events and accepted plaintiff's version, finding she was the more credible witness. The court found "defendant's testimony to lack credibility" based on his demeanor. The court also found defendant was argumentative; he "repeatedly attempted to introduce extraneous testimony regarding what he perceive[d] to be the . . . virtues of his parenting"; and he repeatedly stated "he was not embellishing his testimony." 

5

A-0730-19

The court's finding defendant's testimony was not credible was not based solely on the evidence presented at trial. The court's finding defendant's trial testimony was not credible was also based on defendant's actions at the prior court proceeding. In its findings concerning defendant's credibility, the court stated: 

And perhaps most significantly, the [c]ourt takes note of what took place in court the last time this matter was heard . . . during which time the parties were seeking to work out an adjournment in order for the defendant to engage in some discovery, that it became evident that an agreement was not going to be able to be reached at that point in time, and it was only during a recess following the determination that it became clear that the case was going to proceed and would not be adjourned, that the incident in which the defendant sought medical attention . . . came to pass. 

Now, certainly, there's been documents that have been presented that explain both—or purport to explain . . . defendant's medical condition and the episode that occurred . . . . However, the [c]ourt, taking in consideration the totality of the circumstances and the situation that preceded the alleged medical emergency, concludes that . . . defendant's testimony lacks credibility for those reasons. 

[(Emphases added).] 

page6image3762649168page6image3762649456page6image3762649744page6image3762650032page6image3762650320page6image3762650608page6image3762650896page6image3762651312

6

A-0730-19

In other words, the court found defendant was not a credible witness at trial in large part based on his actions and claim of a medical emergency at the prior court proceeding.

After making its credibility determinations, the court accepted as credible plaintiff's testimony defendant pushed her during the July 29, 2019 incident. The court did not, however, find defendant committed the predicate act of assault because plaintiff did not testify she sustained a bodily injury.The court, however, concluded defendant committed the predicate act of harassment in violation of N.J.S.A. 2C:33-4(b) based on the following terse findings: "[F]or the reasons . . . the [c]ourt has placed on the record, the [c]ourt finds . . . defendant's testimony with respect to the touching on July 29th lacks credibility and accordingly the [c]ourt finds that harassment has been 

A transcript of the prior proceeding is not included in the record on appeal. 

5

page7image3772629792

The court did not consider that an assault under N.J.S.A. 2C:12-1(a)(1) is committed where an actor "[a]ttempts to cause . . . bodily injury to another." An attempt to cause bodily injury is sufficient to convict under N.J.S.A. 2C:12-1. State v. Mingo, 263 N.J. Super. 296, 305 (App. Div. 1992) (D'Annunzio, J., dissenting), rev'd, 132 N.J. 75 (1993) (reversing judgment substantially for reasons expressed by the dissent). Plaintiff does not appeal from the court's determination she did not sustain her burden of proving the predicate act of assault under N.J.S.A. 2C:12-1. On remand, the court shall not reconsider or decide plaintiff's claim defendant committed the predicate of assault. 

page7image3772706144

7

A-0730-19

established by a preponderance of the evidence pursuant to N.J.S.A. 2C:33- 4[(b)]." 

The court then evaluated each of the factors in N.J.S.A. 2C:25-29(a)(1) to (6), see Silver, 387 N.J. Super. at 127, and the parties' alleged history of domestic violence, see id. at 125, and concluded an FRO was necessary to protect plaintiff from future acts of domestic violence. The court entered an FRO, which was later amended to permit defendant only supervised parenting time with the parties' children. This appeal followed. 

Our review of Family Part orders is limited. Cesare v. Cesare, 154 N.J. 394, 411 (1998). "We review the Family Part judge's findings in accordance with a deferential standard of review, recognizing the court's 'special jurisdiction and expertise in family matters.'" Thieme v. Aucoin-Thieme, 227 N.J. 269, 282- 83 (2016) (quoting Cesare, 154 N.J. at 413). "Thus, 'findings by the trial court are binding on appeal when supported by adequate, substantial, credible evidence.'" Id. at 283 (quoting Cesare, 154 N.J. at 411-12). "Only when the trial court's conclusions are so 'clearly mistaken' or 'wide of the mark' should [we] intervene and make [our] own findings to ensure that there is not a denial of justice." N.J. Div. of Youth & Fam. Servs. v. E.P., 196 N.J. 88, 104 (2008) (quoting N.J. Div. of Youth & Fam. Servs. v. G.L., 191 N.J. 596, 605 (2007)). 

page8image3771885072page8image3771886224page8image3771886800page8image3771887088page8image3771887504

8

A-0730-19

However, "we do not pay special deference to its interpretation of the law." Thieme, 227 N.J. at 283 (quoting D.W. v. R.W., 212 N.J. 232, 245 (2012)). 

"Appellate courts should [typically] defer to trial courts' credibility findings that are often influenced by matters such as observations of the character and demeanor of witnesses and common human experience that are not transmitted by the record." State v. Locurto, 157 N.J. 463, 474 (1999). This is "because the trial judge 'has the opportunity to make first-hand credibility determinations about the witnesses who appear on the stand' and thus 'has a ''feel of the case'' that can never be realized by a review of the cold record.'" N.J. Div. of Child Prot. & Permanency v. T.D., 454 N.J. Super. 353, 379 (App. Div. 2018) (quoting E.P., 196 N.J. at 104); see also Cesare, 154 N.J. at 412 ("Because a trial court '"hears the case, sees and observes the witnesses, [and] hears them testify," it has a better perspective than a reviewing court in evaluating the veracity of witnesses.'" (alteration in original) (citation omitted)). Thus, the Family Part's credibility findings will be upheld on appeal "unless clearly lacking in reasonable support" in the trial record. N.J. Div. of Youth & Fam. Servs. v. F.M., 375 N.J. Super. 235, 259 (App. Div. 2005). 

The court's determination defendant committed the predicate act of harassment and the prior acts of domestic violence supporting its issuance of the 

page9image3769544672page9image3769583568page9image3769583856page9image3769596720page9image3769597008page9image3768885056page9image3768885344page9image3768877920

9

A-0730-19

FRO is founded exclusively on its finding defendant was not a credible witness. The court relied on that credibility finding to support its acceptance of plaintiff's version of the pertinent events and its rejection of defendant's testimony denying he committed any of the acts of domestic violence plaintiff alleged. 

The court erred in making its credibility determination because it relied on information and events outside the trial record. Prior to the start of the trial, the court focused on defendant's purported medical emergency at the previous proceeding, and the court's preoccupation with the purported emergency continued through the end of the FRO trial. There was no testimony or evidence concerning the emergency during the FRO trial, but the court relied on defendant's claimed medical emergency to support its finding defendant's trial testimony was not credible. Indeed, the court relied on its apparent disbelief that defendant suffered a medical emergency necessitating an adjournment of the prior proceeding as "perhaps" the "most significant[]" fact supporting its finding defendant was not credible, and the court took into "consideration the . . . circumstances and the situation that preceded the alleged medical emergency" to conclude "defendant's testimony lack[ed] credibility for those reasons." 

10

A-0730-19

The court's reliance on the medical emergency to support its credibility determinations was in error. The court's consideration of facts and circumstances "that were not part of the hearing record should not have played any part in the judge's decision. Because matters outside of the hearing record were considered and relied upon in reaching [its] conclusions," the court's credibility findings lack adequate support in the evidentiary record. In re Forfeiture of Pers. Weapons & Firearms Identification Card belonging to F.M., 225 N.J. 487, 513-14 (2016). Indeed, the court's findings based on defendant's actions in proceedings prior to the FRO trial suggest the court improperly pre- judged defendant's credibility before the trial began. "A judge's suspicions about a litigant's veracity . . . can never stand in the stead of a fair process, founded on an impartial consideration of evidence by a fair and impartial judge." McGory v. SLS Landscaping, 463 N.J. Super. 437, 457-58 (App. Div. 2020). 

We recognize the court's credibility determinations are not based solely on the medical emergency incident; the court also cited defendant's demeanor and testimony as a reason it found defendant not credible. However, because the medical emergency incident was the most significant fact supporting the court's determination defendant was not credible, we are convinced the court's credibility determinations and concomitant findings of facts supporting the 

page11image3758082128

11

A-0730-19

issuance of the FRO do not find adequate support in the trial record. See, e.g., State v. Hreha, 217 N.J. 368, 385 (2014) (rejecting a court's credibility determinations because they "appear[ed] unsupported by sufficient credible evidence in the record"). 

Accordingly, we vacate the FRO and remand for a new trial before a different judge.See R.L. v. Voytac, 199 N.J. 285, 306 (2009) ("Because the trial court previously made credibility findings, we deem it appropriate that the matter be assigned to a different trial court."). The new trial shall be held promptly, and the TRO shall remain in effect until further order of the trial court.

6

page12image3757131552page12image3757131840page12image3757132192

We remind the remand court that any order issued following trial shall be supported by findings of fact and conclusions of law. R. 1:7-4(a). Our determination the court erred because the credibility determinations and resulting fact findings are unsupported by the record renders it unnecessary to vacate the FRO because the court's conclusion defendant committed the predicate act of harassment is unsupported by any express findings of fact and lacks any findings that defendant struck, kicked, shoved, or otherwise offensively touched plaintiff, or threatened to do so, with a purpose to harass. N.J.S.A. 2C:33-4(b); see also 

State v. Castagna, 387 N.J. Super. 598, 607 (App. 

Div. 2006) (explaining t 

o find harassment under N.J.S.A. 2C:33-4, there must 

be proof that a defendant's conscious object was to "harass"; that is, "'annoy'; 

'torment'; 'wear out' [or] 'exhaust.'" (quoting Webster's II New College 

Dictionary 504 (1995))). 

We do not vacate that portion of the amended FRO requiring that defendant have supervised parenting time with his children. The record presented on 

12

A-0730-19

Vacated and remanded for further proceedings. We do not retain jurisdiction. 

page13image3757805008page13image3757843840

appeal does not permit a determination as to the basis for the supervised parenting time requirement. Thus, the parenting time provisions in the amended FRO shall remain in full force and effect pending further action of the Family Part based on any application made by a party seeking relief from, or modification of, those provisions. 

13

A-0730-19

 

State v. Cortes

 State v. Cortes

          Defendant appealed his conviction for aggravated manslaughter pursuant to a plea deal. Defendant bought marijuana from a dealer, was robbed shortly thereafter, believed dealer was responsible and fired a handgun into car owned by dealer. Dealer's mother was in the car and was killed. Defendant asserted he did not know there was anyone in the car due to car's dark tinted windows. 

          Defendant signed a Miranda form and signed consent to search forms for his apartment, vehicle and cell phone. Defendant invoked his right to remain silent after talking with officers. Victim died days after the shooting, police served defendant with an amended complaint and defendant made statements to them. 

          Defendant moved to suppress his statements and trial court granted the motion in part. Defendant pled guilty and then moved to withdraw his guilty plea on the basis of ineffective assistance of counsel and a colorable claim of innocence. Trial court denied the motion. 

          Defendant argued trial court erred in admitting his statement to police because his Miranda waivers were invalidated by officers' misrepresentations of law and promises of leniency. Court found defendant's waiver was made knowingly and intelligently, trial court did not abuse its discretion in denying defendant's motion to vacate his plea and defendant failed to demonstrate his counsel was ineffective.

Source NJLJ April 19, 2021

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION 

This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3. 

STATE OF NEW JERSEY, Plaintiff-Respondent, 

v.
CHRISTIAN CORTES, 

Defendant-Appellant. _______________________ 

Submitted March 10, 2021 – Decided April 19, 2021 

Before Judges Whipple and Firko. 

On appeal from the Superior Court of New Jersey, Law Division, Middlesex County, Indictment No. 18-07- 1061. 

Joseph E. Krakora, Public Defender, attorney for appellant (Tamar Y. Lerer, Assistant Deputy Public Defender, of counsel and on the briefs). 

Yolanda Ciccone, Middlesex County Prosecutor, attorney for respondent (Nancy A. Hulett, Assistant Prosecutor, of counsel and on the brief). 

PER CURIAM 

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION
DOCKET NO. A-0505-19 

Defendant Christian Cortes appeals from a September 4, 2019 judgment of conviction for aggravated manslaughter pursuant to a negotiated plea agreement. We affirm. 

I.
We discern the following facts from the record. On July 13, 2017, 

defendant purchased marijuana from Manuel Garcia. Shortly after the transaction, defendant was robbed, and he thought Garcia wronged him. The next day, July 14, 2017, defendant fired a handgun into a BMW owned by Garcia in New Brunswick. Defendant claimed he was unaware anyone was inside the vehicle and also asserted the BMW had blackened windows. Regrettably, Garcia's mother was in the vehicle and was struck in the neck with a bullet. She died a few days later as a result of the gunshot wound inflicted by defendant. 

At approximately 2:00 a.m. on July 15, 2017, six to eight officers appeared at defendant's residence and transported him to police headquarters to question him about the shooting. Defendant asserted that the officers began questioning him in the police car on the way to headquarters. Sergeant Thierry Lemmerling and Detective Erika DiMarcello interviewed defendant from 4:10 a.m. until 5:37 a.m. Prior to conducting the video-recorded interview, DiMarcello read 

2

A-0505-19

defendant his Mirandarights, and Lemmerling ensured defendant verbally confirmed he understood each right. Defendant signed a Miranda form acknowledging he was read and understood his rights, and he signed consent forms authorizing officers to search his apartment, vehicle, and cell phone, which was stolen. 

Lemmerling and DiMarcello attempted to elicit information and a confession from defendant. Defendant challenged the officers' logic multiple times, including when Lemmerling remarked "I can tell you your exact route, just to prove to you that I'm not lying," to which defendant replied, "[t]hat doesn’t mean I'm the shooter." Lemmerling and DiMarcello repeatedly emphasized the difference between "purposely killing someone and accidentally [killing someone]" in an attempt to have defendant corroborate their theory that he intended to shoot up Garcia's vehicle to send him a message and discharged the handgun without knowing the victim was inside. Eventually, defendant invoked his right to remain silent stating, "[s]o charge me, I'm done talking."

Thereafter, on July 15, 2017, defendant was charged with attempted murder, N.J.S.A. 2C:5-1(a)(1) and 2C:11-3(a)(1); second-degree unlawful possession of a weapon, N.J.S.A. 2C:39-5(b)(1); and second-degree possession 

page3image3564104336page3image3564104624page3image3564104912

Miranda v. Arizona, 384 U.S. 436 (1966). 3 

A-0505-19

page3image3770698304

of a weapon for an unlawful purpose, N.J.S.A. 2C:39-4(a)(1). Defendant remained in custody at the Middlesex County Department of Corrections (MCDC) after being charged. 

On July 19, 2017, the victim of the shooting succumbed to her injuries and passed away. Later that day, defendant was served with an amended complaint at the MCDC adding the charge of first-degree murder, N.J.S.A. 2C:11-3(a)(1). On July 17, 2018, a Middlesex County Grand Jury returned Indictment Number 18-07-1061 charging defendant with: first-degree purposeful or knowing murder, N.J.S.A. 2C:11-3(a)(1) and/or (2) (count one); second-degree unlawful possession of a handgun without a permit, N.J.S.A. 2C:39-5(b) and 2C:2-6 (count two); and second-degree possession of a firearm for an unlawful purpose, N.J.S.A. 2C:39-4(a) and 2C:2-6 (count three). 

Upon being served at the MCDC with the amended complaint, which included the murder charge, defendant made statements to DiMarcello and Sergeant Craig Marchak, after previously invoking his right to counsel. DiMarcello and Marchak told defendant they had no questions for him, and he did not need to speak with them. After serving the amended complaint and explaining the victim died, DiMarcello asked defendant if he had any questions and left. 

4

A-0505-19

Prior to trial, defendant moved to suppress his July 15, 2017 statement to police and statements he made when the police served him with the amended complaint, including the murder charge. Defendant claimed that the Miranda warnings administered to him at police headquarters were undermined by statements made to him en route and in an interview room before the recorded investigation commenced. According to defendant, he thought he "needed to give an interview to come back home." The State opposed the motion to suppress contending defendant voluntarily, knowingly, and willingly waived his Miranda rights. 

The Miranda hearing was conducted on July 9, 2018. After hearing testimony from Lemmerling and defendant and reviewing the DVD of the interview, the trial court granted the motion to suppress, in part, and denied the motion, in part, finding the portion from the beginning until 5:32 a.m. was admissible and the portion after 5:32 a.m. was inadmissible. In finding certain statements admissible, the court stated: 

page5image3759678048page5image3759678336page5image3759678624

So the first observation that's pretty clear from this testimony is [defendant] is indeed a very bright, articulate young man. He's got an [associates degree] from an institution in the Bronx, in New York City. But it's clear from his interaction with the police that intellectually he's . . . a bright guy, and it's pretty . . . obvious . . . he's got the ability to read and understand .... 

5

A-0505-19

The waiver was a little bit short . . . . It was buried in a question by . . . DiMarcello. But as case law has indicated, an express waiver is not necessarily required so long as it's clear that the defendant is waiving his rights and doing so freely, voluntarily, knowingly, and intelligently[,] [t]alking to the police. 

But he's leaning over this form, and he's signing it, and he's reading it. It says, "I've been advised of my rights and understand what my rights are. I will voluntarily speak with you and answer questions." And he signs that. So although the spoken question about waiver is somewhat glossed over, it's here. And I do think the defendant . . . fully understood. I mean he didn't have to talk to the police. 

It really becomes obvious quite frankly, he's no shrinking violet in this interview. He is going toe to toe with these officers. Arguing with them indeed. Not answering questions. Most of the talking was done by the detectives, not the defendant. I think he clearly understood. If he didn't want to answer, he wasn't going to answer. But at the end of this thing, he's the one who called it. He's the one who shut it down. A third detective, I forget his name, and really got confrontational with him. He said that's it, I'm done, and continued to say I'm done. . . . At that point they should have stopped, and the State concedes that. 

After requesting an attorney, the trial court was convinced defendant clearly "knew how to control the situation," and "what his rights were." Defendant told the officers, "[j]ust charge me, my life is over." The court found defendant's testimony was "biased and skewed, and unrealistic" while 

6

A-0505-19

"downplaying his understanding of rights," and the testimony of Lemmerling to be credible. 

At the March 22, 2019 suppression hearing, the trial court addressed the issue of statements defendant made when the officers served him with the new complaint and recordings of four phone calls defendant made to his girlfriend while incarcerated. Defendant ostensibly told his girlfriend he did not know the identity of the victim, and therefore, could not be found guilty of murder because logically speaking, he could not plan to kill someone he did not know. After viewing the recording of the interaction between DiMarcello, Marchak, and defendant at the MCDC, the court denied defendant's motion, concluding the initial interaction was not the functional equivalent of a custodial investigation. The court further found no Wiretap Actissue because MCDC had the ability to intercept the calls to ensure the safety of its correctional officers and inmates. 

On April 9, 2019, following jury selection, but before opening statements were made, defendant and the State entered into a negotiated plea agreement.In exchange for defendant's plea of guilty, the State agreed to amend count one 

N.J.S.A. 2A:156A-1 to -37. 

page7image3772598608

3
which was made after the plea cut-off date. See R. 3:9-3(g). 

7

The Middlesex County Assignment Judge approved the taking of the plea, 

A-0505-19

to first-degree aggravated manslaughter and to dismiss the remaining counts of the indictment. Pursuant to Rule 3:9-3(f), defendant's guilty plea was conditional, and he preserved his right to appeal the trial court's ruling on the admissibility of his recorded statements to the police. 

At his plea allocution, defendant admitted shooting a handgun knowingly and purposely at Garcia's vehicle, which constituted manifest extreme indifference to human life. The record shows the trial court conducted an extended colloquy with defendant at the outset of the plea hearing addressing his educational level and his understanding of his decision to forego a trial. The court used hypothetical scenarios to illuminate for defendant the practical effect of the plea on his constitutional rights and his potential sentencing exposure. Ultimately, the court accepted defendant's guilty plea, finding it was entered "freely, voluntarily, knowingly and intelligently." Pursuant to Rule 3:9-3(f), defendant's plea was conditional insofar as he preserved his right to appeal the trial court's rulings regarding his recorded statement and phone calls to his girlfriend from prison. 

Defendant then moved to withdraw his guilty plea on the basis of ineffective assistance of counsel and a colorable claim of innocence. During oral argument on August 28, 2019, defendant's newly assigned counsel argued: 

8

A-0505-19

(1) defendant lacked the requisite "manifest indifference to human life" necessary to sustain a conviction for first-degree aggravated manslaughter; and (2) his prior counsel was ineffective for not meeting with him enough, not discussing trial strategy, failing to explain the difference between reckless manslaughter and aggravated manslaughter, and pressuring him to accept the plea agreement because counsel was unprepared for trial. Defendant and his prior counsel testified at the August 28, 2019 hearing. 

The trial court denied defendant's motion after analyzing the four Slaterfactors. Noting a "stark" credibility issue, the court found defendant had a "motive to lie" while his former counsel did not. In addition, the court concluded that defendant did not have a colorable claim of innocence. 

On September 4, 2019, defendant was sentenced to sixteen years' imprisonment, subject to the No Early Release Act (NERA), N.J.S.A. 2C:43- 7.2, in addition to mandatory fines and penalties. This appeal ensued. 

page9image3772767264

Defendant raises the following issues on appeal: POINT I 

BECAUSE OFFICERS MISREPRESENTED THE LAW, MADE INAPPROPRIATE PROMISES OF 

page9image3771890512

LENIENCY, AND 

State v. Slater, 198 N.J. 145 (2009).

INAPPROPRIATELY

page9image3771899888page9image3771900176

A-0505-19

MINIMIZED THE OFFENSE, DEFENDANT'S STATEMENT MUST BE SUPPRESSED. 

POINT II 

BECAUSE THERE IS AN INSUFFICIENT FACTUAL BASIS THAT DEFENDANT COMMITTED AGGRAVATED MANSLAUGHTER, THE PLEA MUST BE VACATED. 

II.
Defendant argues the trial court erred in admitting his July 15, 2017 

statement to police because the State failed to prove beyond a reasonable doubt that he knowingly, intelligently, and voluntarily waived his Miranda rights. He contends his Miranda waivers were invalidated by the officers' misrepresentation of the law, making inappropriate promises of leniency, and minimizing the offenses. 

We "engage in a 'searching and critical' review of the record to ensure protection of a defendant's constitutional rights" when assessing the propriety of a trial judge's decision to admit a police-obtained statement. State v. Hreha, 217 N.J. 368, 381-82 (2014) (quoting State v. Pickles, 46 N.J. 542, 577 (1966)). In performing our review, we defer to the trial judge's credibility and factual findings because of the trial judge's ability to see and hear the witnesses, and 

page10image3772089136page10image3772089424page10image3772089712page10image3772090000page10image3772090288

10

A-0505-19

thereby obtain the intangible but crucial "feel" of the case. State v. Maltese, 222 N.J. 525, 543 (2015) (quoting Hreha, 217 N.J. at 382). 

To warrant reversal, a defendant must show the admission of the statement was error "clearly capable of producing an unjust result." Ibid. (quoting R. 2:10- 2). In our review of the denial of a suppression motion, we defer to the trial judge's findings so long as they are "supported by sufficient credible evidence." State v. S.S., 229 N.J. 360, 374 (2017) (quoting State v. Gamble, 218 N.J. 412, 424 (2014)). We will not reverse a trial court's findings of fact based on its review of a recording of a custodial interrogation unless the findings are clearly erroneous or mistaken. Id. at 381. 

"A suspect's waiver of his [or her] Fifth Amendment right to silence is valid only if made 'voluntarily, knowingly and intelligently.'" State v. Adams, 127 N.J. 438, 447 (1992) (quoting Miranda, 384 U.S. at 444). The State bears the burden of establishing beyond a reasonable doubt that a confession is knowing and voluntary. N.J.R.E. 104(c); State v. Nyhammer, 197 N.J. 383, 401 (2009). 

The determination of the voluntariness of a custodial statement requires an assessment of the "totality of all the surrounding circumstances" related to the giving of the statement. State v. Roach, 146 N.J. 208, 227 (1996) (citations 

page11image3772299776page11image3772300064page11image3772300352page11image3772300640page11image3772300928page11image3772301216page11image3772301504page11image3772301792page11image3772302208

11

A-0505-19

omitted). In reviewing the totality of circumstances, the court considers the following factors: a suspect's age, education, intelligence, prior contacts with the criminal justice system, length of detention, advisement of constitutional rights, the nature of the questioning, and whether physical punishment or mental exhaustion were involved in the interrogation process. State ex rel. A.S., 203 N.J. 131, 146 (2010) (quoting State v. Presha, 163 N.J. 304, 313 (2000)). 

If a defendant's invocation of his or her right to silence is clear and unambiguous, it must be "scrupulously honored." S.S., 229 N.J. at 384 (quoting State v. Johnson, 120 N.J. 263, 282 (1990)). If the invocation is ambiguous, officers are permitted to clarify the defendant's ambiguous words or acts. Id. at 382-83 (citing Johnson, 120 N.J. at 283-84). The trial court must make a fact- sensitive inquiry whether, under the totality of the circumstances, the officers could have "reasonably" concluded that the defendant's "words or conduct . . . [were] inconsistent with [his or her] willingness to discuss [the] case with the police . . . ." Id. at 382 (quoting State v. Bey, 112 N.J. 123, 136 (1988)). 

Here, the record demonstrates defendant was properly advised of his Miranda rights, and his waiver of those rights was made knowingly and intelligently. The trial court correctly held the State had proven defendant's statements were made freely and voluntarily in the totality of the circumstances. 

page12image3772527296page12image3772527584page12image3772527872page12image3772528160page12image3772528448page12image3772528736

12

A-0505-19

State v. Cook, 179 N.J. 533, 563 (2004); State v. Galloway, 133 N.J. 631, 654 (1993).

Defendant also contends Lemmerling and DiMarcello misrepresented the law to him during the July 15, 2017 interrogation. Specifically, defendant alleges the officers "misrepresented the law on homicide," when they suggested that "the reasoning [for the shooting] is what's going to save you here from a much longer extended term. The difference between purposely shooting somebody and accidentally shooting somebody." Further, defendant argues Lemmerling told him he "needed to give an interview to come back home." 

At the time he gave his July 15, 2017 statement, the court emphasized defendant "is a very sharp individual" and "there is no way an individual as bright as [defendant] would put any stock into" Lemmerling's alleged statement that defendant had to be interviewed before going home. As astutely pointed out by the trial court, "[c]learly by how [defendant] interacted with police, he was not going for such a thing." The officers did not exert any physical punishment, mental exhaustion, or otherwise cajole defendant into giving a statement. We agree with the trial court that defendant freely waived his right to remain silent up until 5:32 a.m. The trial court's findings are supported by 

page13image3756802528page13image3756802816

13

A-0505-19

sufficient credible evidence in the record. We see no reason to disturb the determination to admit a portion of the statements. 

III.
We next address defendant's argument that the trial court erred by not 

vacating his guilty plea because there was an insufficient factual basis that he committed aggravated manslaughter. A determination of whether to allow a defendant to withdraw a guilty plea lies within the sound discretion of the trial court and will be reversed "only if there was an abuse of discretion which renders the lower court's decision clearly erroneous." State v. Simon, 161 N.J. 416, 444 (1999) (citing State v. Smullen, 118 N.J. 408, 416 (1990)). In all plea withdrawal cases, "the burden rests on the defendant, in the first instance, to present some plausible basis for his request, and his good faith in asserting a defense on the merits." Slater, 198 N.J. at 156 (quoting Smullen, 118 N.J. at 416). 

"Generally, representations made by a defendant at plea hearings concerning the voluntariness of the decision to plea, as well as any findings made by the trial court when accepting the plea, constitute a 'formidable barrier' which defendant must overcome before he will be allowed to withdraw his plea." Simon, 161 N.J. at 444 (quoting Blackledge v. Allison, 431 U.S. 63, 74 (1977)).

page14image3757011696page14image3757011984page14image3757012272page14image3757012560page14image3757012848page14image3757013136

14

A-0505-19

A court must consider and balance four factors when evaluating a motion to withdraw a guilty plea: "'(1) whether the defendant has asserted a colorable claim of innocence; (2) the nature and strength of defendant's reasons for withdrawal; (3) the existence of a plea bargain; and (4) whether withdrawal would result in unfair prejudice to the State or unfair advantage to the accused.'" State v. Munroe, 210 N.J. 429, 442 (quoting Slater, 198 N.J. at 157-58). "No single Slater factor is dispositive; 'if one is missing, that does not automatically disqualify or dictate relief.'" State v. McDonald, 211 N.J. 4, 16-17 (2012) (quoting Slater, 198 N.J. at 162). 

With respect to the first factor, "[a] bare assertion of innocence is insufficient to justify withdrawal of a plea." Slater, 198 N.J. at 158. Instead, "[d]efendants must present specific, credible facts and, where possible, point to facts in the record that buttress their claim." Ibid. There must be more than just a "change of heart" to warrant leave to withdraw a guilty plea once entered. Id. at 157. 

According to Slater, the second factor, the nature and strength of defendant's reasons for withdrawal, "focuses on the basic fairness of enforcing a guilty plea by asking whether defendant has presented fair and just reasons for withdrawal, and whether those reasons have any force." Id. at 159. Although 

page15image3756612784page15image3756613072page15image3756613360page15image3756613648page15image3756613936page15image3756614224page15image3756614512

15

A-0505-19

we are not to approach the reasons for withdrawal with "skepticism," we "must act with 'great care and realism' because defendants often have little to lose in challenging a guilty plea." Id. at 160 (quoting State v. Taylor, 80 N.J. 353, 365 (1979)). 

With respect to the third Slater factor, whether the plea was entered as the result of a plea bargain, the Court noted that "defendants have a heavier burden in seeking to withdraw pleas entered as part of a plea bargain." Ibid. However, the Court did "not suggest that this factor be given great weight in the balancing process." Id. at 161. 

As to the fourth factor, unfair prejudice to the State or unfair advantage to the accused, the Court stated that there was "no fixed formula to analyze the degree of unfair prejudice or advantage that should override withdrawal of a plea" and that "courts must examine this factor by looking closely at the particulars of each case." Ibid. The "critical inquiry . . . is whether the passage of time has hampered the State's ability to present important evidence." Ibid. The State need not show prejudice "if a defendant fails to offer proof of other factors in support of the withdrawal of a plea." Id. at 162. 

In accepting defendant's guilty plea, the trial court highlighted, "I'm satisfied [defendant] provided a factual basis for first[-]degree aggravated 

page16image3756054224page16image3756054512

16

A-0505-19

manslaughter and he is in fact guilty of that offense." Moreover, we note that defendant's motion was limited to withdrawal of his guilty plea only, and not a motion to vacate a guilty plea for lack of a factual basis. Although defendant addresses the Slater factors in his brief, he never argues his plea lacked an adequate factual basis. 

Indeed, at the plea allocution hearing, the trial court inquired whether defense counsel disputed the factual basis, and his response was "No-no-no." The following colloquy ensued between the court and defense counsel: 

The Court: And I went in - - I went into more detail as to the distinction of two species of manslaughter. And [defendant] gave responses consistent with an appropriate factual basis. You don't dispute that, do you? 

Defense Counsel: No, I don't Your Honor. 

[(emphasis added).]
Because defendant did not move before the trial court for his plea to be 

vacated based on a lack of an adequate factual basis, our review is under the plain error standard. R. 2:10-2. Under the plain error standard, any errors or omissions should be disregarded "unless it is of such a nature as to have been clearly capable of producing an unjust result." R. 2:10-2. "Plain error is a high bar . . . ." State v. Santamaria, 236 N.J. 390, 404 (2019). "The 'high standard' 

page17image3586625584page17image3586339776page17image3586340064

17

A-0505-19

used in plain error analysis 'provides a strong incentive for counsel to interpose a timely objection, enabling the trial court to forestall or correct a potential error.'" Ibid. (quoting State v. Bueso, 225 N.J. 193, 203 (2016)). 

Generally speaking, a motion to withdraw a plea before sentencing should be liberally granted. State v. Deutsch, 34 N.J. 190, 198 (1961). The burden is on the defendant to show why the plea should be withdrawn. State v. Huntley, 129 N.J. Super. 13, 17 (App. Div. 1974). The trial judge has considerable discretion in deciding such a motion, although he or she should take into account the interests of the State. State v. Bellamy, 178 N.J. 127, 135 (2003); State v. Luckey, 366 N.J. Super. 79, 87 (App. Div. 2004). But where, as here, the plea is part of a knowing and voluntary plea bargain, defendant's "burden of presenting a plausible basis for his request to withdraw . . . is heavier." Huntley, 129 N.J. Super. at 18. A voluntary plea should not generally be vacated absent "some plausible showing of a valid defense against the charges." State v. Gonzalez, 254 N.J. Super. 300, 303 (App. Div. 1992). 

Our Court has previously noted that "[t]he factual basis for a guilty plea can be established by a defendant's explicit admission of guilt or by a defendant's acknowledgment of the underlying facts constituting essential elements of the crime." State v. Gregory, 220 N.J. 413, 419 (2015) (citing State v. Campfield, 

page18image3586868352page18image3586868640page18image3586868928page18image3586869216page18image3586869504page18image3586869792page18image3586870080page18image3586870368page18image3586870784page18image3586871072page18image3586871360

18

A-0505-19

213 N.J. 218, 231 (2013)). The elements of aggravated manslaughter are that defendant: (1) causes death; (2) recklessly; (3) under circumstances manifesting extreme indifference to human life. State v. Curtis, 195 N.J. 354, 364 (App. Div. 1984). The distinction between aggravated manslaughter and reckless manslaughter is the third element, which is not required to prove reckless manslaughter. Ibid. 

At defendant's plea hearing, the court specifically inquired of defendant whether he understood and agreed that he had acted under circumstances manifesting extreme indifference to human life: 

The Court: Now he [your counsel] asked you about under circumstances manifesting extreme indifference to human life. What that translates into in common parlance is not just that it's possible that you're go[ing to] hit somebody or kill somebody, but under all the totality of the circumstances that it's actually probable that that would happen. 

Do you agree with that notion? Defendant: Yes, sir. 

Defendant also responded in the affirmative when his attorney laid the factual basis and asked him, "[a]nd not only was it reckless, but it was under circumstances manifesting extreme indifference to human life because by shooting the gun you could hit anybody that's on the street . . . correct?" 

page19image3587079872

19

A-0505-19

After carefully weighing the Slater factors, the balance disfavors allowing withdrawal of defendant's guilty plea. Defendant has failed to establish that a manifest injustice would result if he is not permitted to vacate his guilty plea. Consequently, we conclude that the trial court did not abuse its discretion in denying defendant's motion to vacate. 

IV.
We next address defendant's assertion that his counsel was ineffective, 

renewing his argument made before the trial court that his counsel did not meet with him a sufficient amount of times at the jail, did not discuss trial strategy or conduct investigations as he requested, and failed to explain the difference between reckless manslaughter and aggravated manslaughter. 

"[C]ourts have expressed a general policy against entertaining ineffective- assistance-of-counsel claims on direct appeal because such claims involve allegations and evidence that lie outside the trial record." State v. Preciose, 129 N.J. 451, 460 (1992). The standard for determining whether trial counsel's performance was ineffective for purposes of the Sixth Amendment was formulated in Strickland v. Washington, 466 U.S. 668, 687 (1984) and adopted by our Court in State v. Fritz, 105 N.J. 42, 58 (1987). 

page20image3757155920page20image3757156208page20image3757156496page20image3757156784

20

A-0505-19

To prevail on a claim of ineffective assistance of counsel, defendant must meet the two-pronged test establishing both that: (1) counsel's performance was deficient, and he or she made errors that were so egregious that counsel was not functioning effectively as guaranteed by the Sixth Amendment to the United States Constitution; and (2) the defect in performance prejudiced defendant's right to a fair trial such that there exists a "reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Strickland, 466 U.S. at 687, 694. 

A defendant commits aggravated manslaughter when he or she "recklessly causes death under circumstances manifesting extreme indifference to human life[.]" N.J.S.A. 2C:11-4(a)(1). "Aggravated manslaughter is a lesser-included offense of murder." State v. Galicia, 210 N.J. 364, 400 (2012) (Albin, J., dissenting) (citation omitted). Reckless manslaughter is a lesser-included offense of aggravated manslaughter. State v. Ruiz, 399 N.J. Super. 86, 97 (App. Div. 2008) (citing State v. Warmbrun, 277 N.J. Super. 51, 60 (App. Div. 1994)). 

Under the facts presented here, defendant has failed to demonstrate trial counsel was ineffective under the Strickland/Fritz test because the record lacks credible evidence to support this claim. The trial court considered the testimony of defendant and determined he was incredulous, while his prior counsel was 

page21image3757374128page21image3757374416page21image3757374704page21image3757374992page21image3757375280

21

A-0505-19

not. Specifically, the trial court emphasized the transparent testimony from prior counsel that the Public Defender's office was disputing the amount of his bill claiming it was excessive, thereby countering defendant's argument counsel was not diligent. 

Moreover, the record shows that a Public Defender investigator served defendant with discovery. We also reject defendant's contention that he only intended to cause property damage to Garcia's vehicle, not rising to the level of aggravated manslaughter. And, discovery revealed that the shooting took place at 10:30 a.m. while Garcia's vehicle was moving—clearly indicative of someone being inside the car. One bullet struck the victim and lodged in the passenger- side door, and the other bullet was found on the driver's side hood of the vehicle. In addition, the State produced a photograph illustrating the BMW only had tinted glass on the driver side and passenger windows, contrary to defendant's representation. 

The facts and evidence show defendant acted intentionally and knowingly rather than with mere recklessness. We note the State initially proposed a thirty- year term of imprisonment for the charge of murder, significantly higher than the sixteen-year sentence defense counsel obtained for defendant. We are satisfied the record does not support an ineffective assistance of counsel claim. 

22

A-0505-19

V.
After counsel filed their briefs, we decided State v. Sims, ___ N.J. Super. 

___ (App. Div. 2021). Pursuant to Rule 2:6-11(d),both counsel submitted letters to this court addressing their respective positions vis-à-vis our decision. In Sims, we concluded that the right to be informed a criminal complaint has been filed, or an arrest warrant has been issued, also extends "to an interrogee who was arrested and questioned prior to any charges being filed, where the arrest was based upon information developed through an earlier police investigation." Id. at ___ (slip op. at 2). 

In Sims, we detailed principles espoused by our Supreme Court in State v. A.G.D., 178 N.J. 56 (2003), and State v. Vincenty, 237 N.J. 122 (2019). In A.G.D., our Court held that a defendant's waiver of Miranda rights is invalid when police fail to inform the defendant a criminal complaint has been filed, or 

page23image3757753968page23image3757754256page23image3757754544page23image3757754832page23image3757755120page23image3757755472

Rule 2:6-11(d) provides, in relevant part: 

Letter to Court After Brief Filed. No briefs other than those permitted in paragraphs (a) and (b) of this rule shall be filed or served without leave of court. A party may, however, without leave, serve and file a letter calling to the court's attention, with a brief indication of their significance, relevant published opinions issued, or legislation enacted or rules, regulations and ordinances adopted, subsequent to the filing of the brief. 

23

A-0505-19

an arrest warrant has been issued. 178 N.J. at 58-59. And, in Vincenty, the Court extended its holding in A.G.D. to add that interrogating officers not only need to inform an individual that a criminal complaint or arrest warrant was filed, but the officers must also notify the suspect of the specific charges. 237 N.J. at 126. 

In the matter under review, defendant was not under arrest when he was transported to police headquarters to be interviewed. Therefore, the A.G.D./Vincenty rule, further extended in Sims, was not triggered. We conclude our holding in Sims is inapplicable to defendant here, and no remand or reversal is warranted on that basis. 

Any remaining arguments not addressed lack sufficient merit to warrant discussion in a written opinion. R. 2:11-3(e)(2). 

page24image3757946576page24image3757946864page24image3757947152page24image3757947440

Affirmed.

page24image3757949296

24

A-0505-19